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Preparation Course: CME2

Accreditation Number: 115346284

2025

Last updated December 2025

Approval

Duration

5 Days

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This training program aims to prepare participants with the knowledge and skills necessary to pass the exam of (CME-2) in both parts; its first part (International Financial Compliance) and the second part (Saudi Capital Market Rules and Regulations "Legislative"), and this exam is mandatory by the Capital Market Authority. The (CME-2) exam is specialized for compliance practitioners and includes a number of compliance-related topics such as the international and Saudi regulatory environment, compliance monitoring function, financial crime risk management, ethics, and integrity, as well as governance, risk management and compliance monitoring.

By the end of this course, participants will be able to:

· Understand the Saudi Capital Market Rules and Regulations for Compliance and Anti-Money Laundering and Combating the Financing of Terrorism

· Master the performance of conformity and compliance functions

· Master the performance of conformity and anti-money laundering and combating the financing of terrorism functions

· Understand the legislative aspect of compliance and combating money laundering and terrorist financing

· Be able to pass the first part exam, the passing score in the first part is 70%

· Be able to pass the second part exam, the passing score in the second part is 72%

Course Curriculum

2 Lectures

Part One

Chapter One: The International Regulatory Environment It constitutes 20 % of the relative weight of the test.
Chapter Two: Compliance Control Function 24 % of the relative weight of the test.
Chapter Three: Financial Crime Risk Management 20 % of the relative weight of the test.
Chapter Four: Ethics, Honesty and Integrity 19 % of the relative weight of the test.
Chapter Five: Governance, Risk Management and Compliance Control 17 % of the relative weight of the test.

Part Two

Chapter One: Introduction to the Saudi Capital Market: 7% of the relative weight of the test.
Chapter Two: Securities Business Regulations: 2% of the relative weight of the test.
Chapter Three: Licenses: 2% of the relative weight of the test.
Chapter Four: Regulatory Requirements: 13% of the relative weight of the test.
Chapter Five: Anti-Money Laundering and Combating the Financing of Terrorism Laws: 5% of the relative weight of the test.
Chapter Six: Prohibited Behaviors: 7% of the relative weight of the test.
Chapter Seven: Regulations of Capital Market Institutions: 6% of the relative weight of the test.
Chapter Eight: Control Systems and Procedures: 4% of the relative weight of the test.